Broker Check

Our Process

What to Expect: The Financial Planing Process


  • Understand what is most important to you
  • Share how we can work together to help achieve your goals
  • Collect necessary information to begin an assessment of your current financial situation


  • Complete an analysis and strategize on options to achieve your goals
  • Leverage our team of specialists, resources, and tools.
  • Collaborate with trusted advisors like your accountant, tax professionals, or legal advisors


  • Present recommendations and prioritize your options
  • Create an action plan to help empower your decision-making
  • Agree on next steps to start your journey to a successful financial future


  • Adjust your plan as your life priorities change
  • Continue this process through an ongoing relationship
  • If elected, meet regularly to check on your progress toward reaching your goals

The Four Cornerstones of Financial Planning

Cash Management and Liabilities

  • Cash Flow
  • Cash Reserve
  • Cash Management Options
  • Debt Management
  • Home Purchase/Refinance
  • Upcoming Large Expenses

Risk Management

  • Home/Auto/Umbrella
  • Employer Benefits
  • Health Insurance*
  • Disability Income*
  • Long-Term Care Insurance*
  • Life Insurance

*Availability varies by carrier and state.


  • Risk Tolerance Assessment
  • Employer Sponsored Retirement Plans
  • Traditional IRAs/Roth IRAs
  • Brokerage Accounts
  • 529 College Savings Plans
  • Guaranteed Income Solutions

Tax and Estate Planning Strategies

  • Partner with a CPA/Attorney
  • Tax Management Strategies
  • Roth Conversions
  • Wills/Trusts
  • Power of Attorney
  • Healthcare Directive
  • Legacy Planning
  • Business Continuation
  • Beneficiary Reviews